INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 5084 - Improving Corporate Governance Through Diversity Act (Meeks) H.R. 8188 - Mutual Fund Litigation Reform Act (Emmer) H.R. 8786 - Increasing Investor Opportunities Act (Gonzalez) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) CFTC Rule 4.5 Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Executive Order on Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies FTC Hart-Scott-Rodino Proposed Rule Federal Reserve Facilities Established in Response to COVID-19 Libor Transition Assistance Act (Sherman) Money Market Mutual Funds SEC Cybersecurity and Data Protection
| Lobbyist | Covered position, as disclosed |
|---|---|
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
H.R. 7772 - Tax Parity for US Mutual Funds Act of 2020 (Davis) H.R. 8695 - Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 8696 - Securing a Strong Retirement Act of 2020 (Neal) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Allow 403(b) plans to invest in collective investment trusts Allow variable annuities to invest in exchange-traded funds Automatic Retirement Plan Act (Neal) Certificate of Residency processing Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Temporary coronavirus-related catch-up contribution
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
H.R. 133 - Consolidated Appropriations Act, 2021 (Division E-Financial Services and General Government Appropriations Act, 2021) H.R. 133 - Consolidated Appropriations Act, 2021 (Division H-Labor, HHS and Education Appropriations Act, 2021)
| Lobbyist | Covered position, as disclosed |
|---|---|
| PETER J GUNAS | — |
| KELLY HITCHCOCK | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Retirement RET
H.R. 8990 - Lifetime Income for Employees Act (Norcross)
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.