2nd Quarter - Report

TRIOPTIMA AB for TRIOPTIMA AB

Firm
Client
Income
—
Expenses
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No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97)

Foreign entity interest: TriOptima AB provides post trade infrastructure for the deriviatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is utimately wholly owned by NEX Group plc. TriOptima North America LLC is wholly owned by TriOptima AB. Reset Pte Ltd., a subsidiary of NEX Group Plc, provides risk mitigation services to participant in the interest rate derivatives market. ReMatch Ltd, a subsidiary of ICAP Plc, provides CDS market risk, portfolio rebalancing services.

LobbyistCovered position, as disclosed
MARY HARRIS Employee of sub. TriOptima North America LLC
RAFAEL PRITCHARD Employee of sub. TriOptima North America LLC
VIKASH RUGHANI Employee of sub. TriOptima North America LLC

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
REMATCH United Kingdom United Kingdom — —
RESET PTE LIMITED Singapore Singapore — —

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.