CREDIT SUISSE SECURITIES (USA) for CREDIT SUISSE SECURITIES (USA)
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Banking BAN
HR 4173 - Dodd Frank Wall Street Reform and Consumer Protection Act & implementation of PL 111-203- Title I Financial Stability Oversight Council
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Financial Institutions/Investments/Securities FIN
Proposed rule changes of ATS Release No. 34-60997; File No. S7-27-09 Proposed amendments to Reg SHO Release no. 34-59748, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 Investment Advisors Act Release No. IA - 2876, File # S7-09-09 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- Dodd Frank Wall Street Reform and Consumer Protection Act No. 34-62717; File No. S7-16-10
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Taxation/Internal Revenue Code TAX
Implementation of Foreign Account Tax Compliance Act (FATCA) H.R. 4213 - The American Jobs and Closing Tax Loopholes Act of 2010
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.