HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Banking BAN
Volcker Rule as it relates to foreign funds. Commodity Exchange Act reauthorization (cross border derivatives and internal risk management transactions). Large bank regulation including structure, prudential regulation and resolution authority. SEC cross border rules. Redefinition of "fiduciary" as it applies to investment advice.
Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.
| Lobbyist | Covered position, as disclosed |
|---|---|
| MONIQUE FRAZIER | — |
| THOMAS ROSENKOETTER | — |
| JANET G ST AMAND | — |
Taxation/Internal Revenue Code TAX
Foreign Accounts Tax Compliance Act (FATCA) - particularly the need for signed intergovernmental agreements. Tax Reform - particularly as affecting financial products, interest deduction for banks, bank tax,financial transaction tax Tax Extender - limit tax withholding for foreign nationals on certain mutual fund dividends.
Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.
| Lobbyist | Covered position, as disclosed |
|---|---|
| MONIQUE FRAZIER | — |
| THOMAS ROSENKOETTER | — |
| JANET G ST AMAND | — |
Trade (domestic/foreign) TRD
Export-Import Bank Reauthorization. Trade Promotion Authority (TPA).
Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issue above.
| Lobbyist | Covered position, as disclosed |
|---|---|
| MONIQUE FRAZIER | — |
| THOMAS ROSENKOETTER | — |
| JANET G ST AMAND | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.