1st Quarter - Report

UBS AMERICAS INC. for UBS AMERICAS INC

Firm
Client
Income
—
Expenses
$190,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions, fiduciary standards, and capital standards). Financing options concerning education loans S. 652- Building and Upgrading Infrastructure for Long-Term Development 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary"- Department of Labor Employee Benefits Security Administration HR 940- United States Covered Bond Act of 2011

LobbyistCovered position, as disclosed
ANANIAS BLOCKER —
LAURA FROEHLICH New —
DICK RIBBENTROP —
PETER ROWAN —
JOHN SAVERCOOL —

Contacted: Securities & Exchange Commission (SEC); SENATE; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Education, Dept of; Commodity Futures Trading Commission (CFTC)

Bills named: S. 652 (112th), H.R. 940 (112th)

Taxation/Internal Revenue Code TAX

Real Estate Jobs and Investment Act Efforts to reform the tax code

LobbyistCovered position, as disclosed
PETER ROWAN —

Contacted: Education, Dept of; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
UBS AG Switzerland Switzerland 100.0% —

Affiliated organisations

OrganisationLocation
UBS FINANCIAL SERVICES Weehawken, NJ, US
UBS GLOBAL AM (AMERICAS Chicago, IL, US
UBS SECURITIES LLC Stamford, CT, US

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.