Registration

CLEARY GOTTLIEB STEEN & HAMILTON LLP for CDS DEALER CONSORTIUM (INFORMAL)

Firm
Client
Income
—
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Regulation of credit default swaps.

LobbyistCovered position, as disclosed
EDWARD J ROSEN New —

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
BARCLAYS BANK PLC United States United Kingdom 100.0% —
UBS AG Switzerland Switzerland 100.0% —
DEUTSCHE BANK AG Germany Germany 100.0% —
CREDIT SUISSE GROUP AG Switzerland Switzerland 100.0% —

Affiliated organisations

OrganisationLocation
BANC OF AMERICA SECURITIES LLC New York, NY, US
BARCLAYS CAPITAL INC. New York, NY, US
CITIGROUP GLOBAL MARKETS INC. New York, NY, US
CREDIT SUISSE SECURITIES (USA) LLC New York, NY, US
DEUTSCHE BANK SECURITIES INC. New York, NY, US
GOLDMAN, SACHS & CO. New York, NY, US
JP MORGAN CHASE BANK N.A. New York, NY, US
MORGAN STANLEY & CO. New York, NY, US
UBS SECURITIES LLC Stamford, CT, US

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.