INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 448- Putting Investors First Act of 2023 (Steil) H.R. 500- Financial Exploitation Prevention Act of 2023 (Wagner) H.R. 1807- Improving Disclosure for Investors Act of 2023 (Huizenga) Financial Stability Oversight Council Improvement Act Increasing Investor Opportunities Act INvestor Democracy is EXpected Act General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC money market fund proposal Exempting Rule 144A fixed-income securities from Rule 15c2-11 China- investment and trade
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| PETER J GUNAS | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM New | — |
| WYATT STEWART New | — |
Retirement RET
Department of Labor QPAM proposal Department of Labor rule on ESG investing and proxy voting
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| KRISTIN SOLHEIM New | — |
Taxation/Internal Revenue Code TAX
Implementation of SECURE 2.0 Act of 2022 Retirement Savings for Americans Act Allowing 403(b) plans to invest in collective investment trusts Capital gains and dividends taxation Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS permanent relief for remote witnessing procedures Related parties wash-sale rule Tax deferral retirement contributions
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| KRISTIN SOLHEIM New | — |
Budget/Appropriations BUD
FY 2024 Financial Services and General Government Appropriations
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN EMLING | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM New | — |
| WYATT STEWART | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.