3rd Quarter - Report

TRIOPTIMA AB for TRIOPTIMA AB

Firm
Client
Income
—
Expenses
—

No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, RIN 3038-AD25

Foreign entity interest: TriOptima AB provides post trade infrastructure for the derivatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is ultimately wholly owned by ICAP plc, as identified on the LD-1. TriOptima North America LLC is wholly owned by TriOptima AB.

LobbyistCovered position, as disclosed
RAFAEL PRITCHARD [Employee of sub. TriOptima North America LLC]
SOFIA ROSENKVIST MINDING [Employee of sub. TriOptima North America LLC]
VIKASH RUGHANI [Employee of sub. TriOptima North America LLC]

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
RESET PTE LTD Singapore United Kingdom — —
REMATCH LIMITED United Kingdom United Kingdom — —

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.