4th Quarter - Report — NAPPI & HOPPE, LLC for OPTIONS CLEARING CORPORATION (2010)

Firm

NAPPI & HOPPE, LLC

Client

OPTIONS CLEARING CORPORATION

Income

$30,000

Expenses

—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clearing and risk Management for Over-the-Counter Derivatives; Futures ajd Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform amd Consumer Protection Act.

Lobbyist	Covered position, as disclosed
RODNEY HOPPE	Press Secretary House Energy and Commerce
DOUGLAS NAPPI	Chief Counsel Senate Banking

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Taxation/Internal Revenue Code TAX

Tax treatment of option market makers

Lobbyist	Covered position, as disclosed
RODNEY HOPPE	Press Secretary House Energy and Commerce
DOUGLAS NAPPI	Chief Counsel Senate Banking

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.