Year-End Report

ASSOCIATION FOR FINANCIAL PROFESSIONALS for ASSOCIATION FOR FINANCIAL PROFESSIONALS

Firm
Client
Income
—
Expenses
$20,000

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Plan Funding, Retirement Plan Investments, Disclosure, and Fiduciary Rules

LobbyistCovered position, as disclosed
THOMAS J SANTOS N/A
JUDY SCHUB N/A

Contacted: Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Federal Reserve System; Internal Revenue Service (IRS)

Banking BAN

Deposit Insurance Reform, Bank Holding Company Act, Payment Systems, Data Security/ID Theft, Regulation Q, credit and practices

LobbyistCovered position, as disclosed
THOMAS J SANTOS N/A
JUDY SCHUB N/A

Contacted: HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Labor, Dept of (DOL); Federal Reserve System; Executive Office of the President (EOP); Treasury, Dept of; SENATE; Commodity Futures Trading Commission (CFTC)

Financial Institutions/Investments/Securities FIN

Accounting Reform, Rating Agency Reform, Commodities Exchange Act, Sarbanes-Oxley Implimentation

LobbyistCovered position, as disclosed
THOMAS J SANTOS N/A
JUDY SCHUB N/A

Contacted: Internal Revenue Service (IRS); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Executive Office of the President (EOP); Federal Reserve System

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.