4th Quarter - Report

TD AMERITRADE HOLDING CORPORATION for TD AMERITRADE HOLDING CORPORATION

Firm
Client
Income
—
Expenses
$90,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues relating to the SEC, including the proposed Transaction Fee Pilot, market data, the Tick Size Pilot Program, Regulation NMS Order Protection Rule, and cryptocurrency. Issues relating to the House Committee on Financial Services subcommittee structure.

LobbyistCovered position, as disclosed
JOHN S MARKLE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.