3rd Quarter - Report

TRANSAMERICA COMPANIES for TRANSAMERICA COMPANIES

Firm
Client
Income
—
Expenses
$600,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223/H.R. 3758 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. H.R. 10 -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 3110/S. 1463 - A bill to amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. Issue: Dodd-Frank Act reform. S. 1360 - International Insurance Capital Standards Accountability Act of 2017. Issue: international insurance standards. H.R. 3762 - International Insurance Standards Act of 2017. Issue: international insurance standards. H.R. 3857 - Protecting Advice for Small Savers (PASS) Act of 2017. Issue: establishing a best interest standard for financial advisors. H.R. 3861 - Federal Insurance Office Reform Act of 2017. Issue: Covered agreement on prudential measures with respect to the business of insurance and reinsurance. No bill number assigned. Draft legislation regarding the designations or titles of financial professionals. Issue: Covered Agreement on prudential measures with respect to the business of insurance and reinsurance - no bill number. Issue: Swap margin rule. The rule establishes margin requirements for swaps not cleared through a clearinghouse. No bill number assigned.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS New U.S. Senate Committee on Banking, Housing, & Urban Affairs, Professional Staff Member: 2003-2005 U.S. Senate Foreign Relations Committee, Professional Staff Member: 2001-2003
ANNE G WEBB —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 3861 (115th), H.R. 3762 (115th), H.R. 10 (115th), S. 2270 (115th), S. 1463 (115th), H.R. 3758 (115th), H.R. 4173 (115th), S. 1360 (115th), H.R. 3857 (115th), S. 223 (115th), H.R. 3110 (115th)

Taxation/Internal Revenue Code TAX

Tax reform discussion drafts released and written by staff and/or members of the House Ways & Means Committee or Senate Finance Committee. ISSUE: Taxation of the business use of life insurance and taxation of life insurers and products H.R.1393/ S.549: Mobile Workforce State Income Tax Simplification Act of 2015. ISSUE: Withholding from multi-state employees. H.R.1262: To amend the Internal Revenue Code of 1986 to clarify the tax treatment of certain life insurance contract transactions, and for other purposes. ISSUE: Taxation of life settlement transactions. H.R. 2181: Insurance company Tax Modernization and Parity Act of 2017. ISSUE: Taxation of Life Insurers S. 540 Mobile Workforce State Income Tax Simplification Act. ISSUE: Withholding from multistate employees.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS New U.S. Senate Committee on Banking, Housing, & Urban Affairs, Professional Staff Member: 2003-2005 U.S. Senate Foreign Relations Committee, Professional Staff Member: 2001-2003
ANNE G WEBB —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 2181 (115th), S. 549 (115th), H.R. 1262 (115th), H.R. 1393 (115th), S. 540 (115th)

Retirement RET

H.R. 854 - the Retirement Security for American Workers Act. Issue: expanding retirement savings plans. S. 1383: Retirement Security Act of 2017. Issue: retirement security House GOP Blueprint on Tax Reform H.R. 2055/ S. 868 - Lifetime Income Disclosure Act. Issue: lifetime income illustration S. 1321, the Affordable Retirement Advice Protection Act. Issue: alternative to the DOL fiduciary rule H.R. 2823, the Affordable Retirement Advice for Savers Act. Issue: alternative to the DOL fiduciary rule S. 1379, the Graduate Student Savings Act. Issue: promotes retirement savings for graduate students H.R. 2030, Savings Enhancement by Alleviating Leakage in 401(k) Savings Act. Issue: prevents retirement savings leakage H.R. 2656 - The Receiving Electronic Statements to Improve Retiree Earnings Act. Issue: electronic disclosure of retirement plan notices. S. 3471 Retirement Enhancement and Savings Act of 2016. Issue: expanding retirement savings plans. H.R. 6396 - the Retirement Security for American Workers Act. Issue: expanding retirement savings plans. H.R.1688/S.695 Form 5500 to allow employers and sole-proprietors participating in similar retirement plans to file a single, aggregated Form 5500 which is an annual return that provides compliance information to the two regulators. H.R. 3857 - Protecting Advice for Small Savers (PASS) Act of 2017. Issue: establishing a best interest standard for financial advisors. Draft legislation amending Affordable Care Act provisions on health exchange assessments. Issue: Health Exchange Assessments Draft legislation on tax treatment and consumer financing for long-term care insurance. Issue: expanding long term care insurance coverage Draft legislation to expand Section 125 cafeteria plans. Issue: expanding long term care insurance.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS New U.S. Senate Committee on Banking, Housing, & Urban Affairs, Professional Staff Member: 2003-2005 U.S. Senate Foreign Relations Committee, Professional Staff Member: 2001-2003
ANNE G WEBB —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 1383 (115th), S. 695 (115th), H.R. 2656 (115th), S. 1321 (115th), H.R. 3857 (115th), H.R. 1688 (115th), H.R. 854 (115th), H.R. 2823 (115th), S. 1379 (115th), H.R. 6396 (115th), H.R. 2030 (115th), S. 3471 (115th), S. 868 (115th), H.R. 2055 (115th)

Insurance INS

Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R. 372 - Competitive Health Insurance Reform Act of 2017. This bill would restore the application of the Federal antitrust laws to the business of health insurance to protect competition and consumers. Issue: McCarran-Ferguson Act. H.R. 1270 - Living Donor Protection Act of 2017. The bill would promote and protect from discrimination living organ donors. Issue: underwriting. H.R. 3746 - Business of insurance Regulatory Reform Act. Issue: Insurance exclusion from CFPB jurisdiction. Draft legislation regarding Federal Reserve Board supervision of insurance companies.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS New U.S. Senate Committee on Banking, Housing, & Urban Affairs, Professional Staff Member: 2003-2005 U.S. Senate Foreign Relations Committee, Professional Staff Member: 2001-2003
ANNE G WEBB —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4173 (115th), H.R. 372 (115th), H.R. 3746 (115th), S. 2270 (115th), H.R. 1270 (115th)

Consumer Issues/Safety/Products CSP

Public Law 111-203, H.R. 4173- Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation, Global Capital Standards and Regulatory reform. Issue: Draft legislation that would require notice of data security breaches. Issue: Cybersecurity and Privacy.

LobbyistCovered position, as disclosed
JEANNE DE CERVENS —
MAURICE PERKINS New U.S. Senate Committee on Banking, Housing, & Urban Affairs, Professional Staff Member: 2003-2005 U.S. Senate Foreign Relations Committee, Professional Staff Member: 2001-2003
ANNE G WEBB —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4173 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.