4th Quarter - Report

FERGUSON STRATEGIES, LLC for NASDAQ (FORMERLY NASDAQ OMX GROUP)

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Policy issues relating to comprehensive corporate tax reform; international tax rules, including repatriation and a territorial tax system; base erosion; and the tax treatment of securities transactions and options contracts.

LobbyistCovered position, as disclosed
ADAM HIGGINS —
CHRIS JONES —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the "Reforming Access for Investments in Startup Enterprises Act."

LobbyistCovered position, as disclosed
ADAM HIGGINS —
CHRIS JONES —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 1839 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.