INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1257 - Protect American Investments Act of 2013 (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H. Res. 112 - House Resolution on Municipal Bonds (Terry)S. 268 - CUT Loopholes Act (Levin) S. 313 - ABLE Act of 2013 (Casey) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 1533 - Stop Tax Haven Abuse Act (Levin) H.R. 1554 - Stop Tax Haven Abuse Act (Doggett) H.R. 2546 - Protect American Investments Act of 2013 (Price) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| KAREN LAU GIBIAN | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KEITH LAWSON | — |
| MICHELLE MESACK | — |
| DEAN R SACKETT | — |
Retirement RET
S. 1145 - Lifetime Income Disclosure Act (Isakson) S. 1270 - SAFE Retirement Act of 2013 (Hatch) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal)H.R. 2171 - Lifetime Income Disclosure Act (Hatch) H.R. 2374 - Retail Investor Protection Act (Wagner) S. Con. Res. 12 - Sense of Congress that Current Tax Incentives for Retirement Savings Provide Important Benefits (Isakson) Electronic Delivery of Retirement Plan Information DOL Fiduciary Definition 401(k) Disclosure Security Throughout Retirement Act (Cantwell) Retirement Security Act (Collins) "USA Retirement Funds" Proposal (Harkin)
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ELENA CHISM New | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
Default/Debt Ceiling
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
Financial Institutions/Investments/Securities FIN
S. 450 - Financial Regulatory Responsibility Act of 2013 (Shelby) S. 1217 - Housing Finance Reform and Taxpayer Protection Act (Corker) S. 1526 - Audit Integrity and Job Protection Act (Toomey) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers)S. 1193 - Data Security and Breach Notification Act of 2013 (Toomey) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3482 - Restoring Main Street Investor Protection and Confidence Act (Garrett) Money Market Mutual Funds Office of Financial Research Asset Management Study Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| MICHELLE MESACK | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.