4th Quarter - Report

NYSE GROUP, INC. for NYSE GROUP INC

Firm
Client
Income
—
Expenses
$410,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Labor Issues/Antitrust/Workplace LBR

Business combination agreement between NYSE Euronext and Deutsche Boerse

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP —
BRENDON WEISS —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Banking BAN

Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation; capital markets/job creation; market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2940, Access to Capital for Job Creators Act

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP —
BRENDON WEISS —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 2940 (112th), H.R. 1070 (112th), H.R. 1062 (112th), H.R. 2167 (112th)

Small Business SMB

Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital; H.R. 3213, Small Company Job Growth and Regulatory Relief Act of 2011

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP —
BRENDON WEISS —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 3213 (112th)

Financial Institutions/Investments/Securities FIN

Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; derivatives regulation; capital markets/job creation; flash crash and market structure; Business combination agreement between NYSE Euronext and Deutsche Boerse; H.R. 1070, Small Company Capital Formation Act; H.R. 1062, Burdensome Data Collection Relief Act; H.R. 2167, Private Company Flexibility and Growth Act; H.R. 2930, The Entrepreneur Access to Capital Act; H.R. 2940 / S. 1831, Access to Capital for Job Creators Act; S. 1544, Small Company Capital Formation Act of 2011; S. 1791, Democratizing Access to Capital Act of 2011; S. 1824, Private Comapny Flexibility and Growth Act; S. 1933 / H.R. 3606, Reopening American Capital Markets to Emerging Growth Companies Act of 2011

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP —
BRENDON WEISS —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 2940 (112th), H.R. 1070 (112th), S. 1791 (112th), H.R. 2930 (112th), S. 1544 (112th), S. 1824 (112th), H.R. 2167 (112th), H.R. 3606 (112th), H.R. 1062 (112th), S. 1933 (112th), S. 1831 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.