3rd Quarter - Report

MANAGED FUNDS ASSOCIATION for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
—
Expenses
$1,150,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023

LobbyistCovered position, as disclosed
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ERIK L. JOHNSON —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Bills named: H.R. 8254 (117th), H.R. 2655 (117th), S. 4685 (117th), H.R. 4618 (117th), H.R. 7900 (117th)

Taxation/Internal Revenue Code TAX

Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.

LobbyistCovered position, as disclosed
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ERIK L. JOHNSON —
JOSEPH EDWARD SCHWARTZ —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 5376 (117th)

Agriculture AGR

Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Data protection.

LobbyistCovered position, as disclosed
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ERIK L. JOHNSON —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.