4th Quarter - Report

TD AMERITRADE HOLDING CORPORATION for TD AMERITRADE HOLDING CORPORATION

Firm
Client
Income
—
Expenses
$80,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Issues relating to impact of House Ways and Means Committee draft financial products tax reform legislation.

LobbyistCovered position, as disclosed
PAUL JIGANTI —
ELLEN LS KOPLOW —
JOHN S MARKLE —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Financial Institutions/Investments/Securities FIN

H.R. 3448 (Small Cap Liquidity Reform Act of 2013), provisions relating to minimum pricing variation; issues relating to fiduciary duties, market structure, and the minimum pricing variation pilot program.

LobbyistCovered position, as disclosed
PAUL JIGANTI —
ELLEN LS KOPLOW —
JOHN S MARKLE —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Bills named: H.R. 3448 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.