3rd Quarter - Report

ERIS GROUP for FINANCIAL SERVICES ROUNDTABLE

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to financial services and general government appropriations, retirement security and annuities, the proposed Department of Labor definition of fiduciary duty, regulatory restructuring, and the structure and activities of the Office of Financial Research. H.R. 601 Eliminate Privacy Notice Confusion Act, all provisions. S.1484 Financial Regulatory Improvement Act of 2015; provisions affecting financial services firms.

LobbyistCovered position, as disclosed
NETONIS WYBENSINGER —

Contacted: White House Office; SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 601 (114th), S. 1484 (114th)

Transportation TRA

H.R. 2353, Highway and Transportation Funding Act of 2015, and other Highway Trust Fund proposals, to offset the cost of the bill with provisions affecting payment of dividends by Federal Reserve Banks and Federal Housing Administration fees.

LobbyistCovered position, as disclosed
NETONIS WYBENSINGER —

Contacted: Treasury, Dept of; White House Office; SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2353 (114th)

Taxation/Internal Revenue Code TAX

Issues related to CBO 10 year budgets and scoring of retirement tax deferrals. H.Con.Res.27 Establishing the budget for the United States Government for fiscal year 2016 and setting forth appropriate budgetary levels for fiscal years 2017 through 2025, provisions affecting financial services firms. S.Con.Res.11, setting forth the congressional budget for the United States Government for fiscal year 2016 and setting forth the appropriate budgetary levels for fiscal years 2017 through 2025, provisions affecting financial services firms.

LobbyistCovered position, as disclosed
NETONIS WYBENSINGER —

Contacted: HOUSE OF REPRESENTATIVES; White House Office; Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE

Bills named: H.Con.Res. 27 (114th), S.Con.Res. 11 (114th)

Retirement RET

Issues related to Department of Labor proposed rule on fiduciary duties. Issues related to Congressional Budget Office 10 year budgets and scoring of retirement tax deferrals.

LobbyistCovered position, as disclosed
NETONIS WYBENSINGER —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; White House Office; HOUSE OF REPRESENTATIVES

Consumer Issues/Safety/Products CSP

H.R.189 Servicemember Foreclosure Protection Extension Act of 2015, all provisions. H.R.601 Eliminate Privacy Notice Confusion Act, all provisions. S.1484, Financial Regulatory Improvement Act, provisions affecting financial services firms. Issues related to the implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.

LobbyistCovered position, as disclosed
NETONIS WYBENSINGER —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; White House Office

Bills named: H.R. 189 (114th), S. 1484 (114th), H.R. 601 (114th)

Government Issues GOV

Department of Labor and Securities and Exchange Commission proposals on the definition of fiduciary duty. Issues affecting the Soldiers Civil Relief Act. H.R.240 Department of Homeland Security Appropriations Act, 2015; S.1484 Financial Regulatory Improvement Act of 2015, provisions affecting financial services firms. H.R.1735, National Defense Authorization Act for Fiscal Year 2016, provisions affecting financial services firms inclulding issues affecting the Soldiers Civil Relief Act

LobbyistCovered position, as disclosed
NETONIS WYBENSINGER —

Contacted: White House Office; Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 240 (114th), H.R. 1735 (114th), S. 1484 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.