3rd Quarter - Report

TD AMERITRADE HOLDING CORPORATION for TD AMERITRADE HOLDING CORPORATION

Firm
Client
Income
—
Expenses
$120,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to equity market structure; tick size and access fee pilots; issues related to the Order Protection Rule; the Bats Market-on-Close proposal; issues related to the Consolidated Audit Trail (CAT).

LobbyistCovered position, as disclosed
JOHN S MARKLE —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.