2nd Quarter - Report — AMERICAN SECURITIES ASSOCIATION for AMERICAN SECURITIES ASSOCIATION (2024)

Firm

AMERICAN SECURITIES ASSOCIATION

Client

AMERICAN SECURITIES ASSOCIATION

Income

—

Expenses

$90,000

Expense method

A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

- S. 2230/H.R. 4551, Protecting Investors Personally Identifiable Information Act - Issues related to blockchain and cryptocurrency regulation - Issues related to the Financial Data Transparency Act (included as part of Public Law 117-263)

Lobbyist	Covered position, as disclosed
KELLI NELSON MCMORROW	—

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4551 (118th), S. 2230 (118th)

Labor Issues/Antitrust/Workplace LBR

- Issues related to Regulation Best Interest and fiduciary standards - Issues related to ESG investing in retirement plans (H.J. Res. 30; S.J. Res. 8)

Lobbyist	Covered position, as disclosed
KELLI NELSON MCMORROW	—

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE

Bills named: S.J.Res. 8 (118th), H.J.Res. 30 (118th)

Taxation/Internal Revenue Code TAX

- Issues related to infrastructure investment - Issues related to public finance and municipal financing - H.R. 1837, Investing in Our Communities Act - H.R. 490, Federal Infrastructure Bank Act of 2023

Lobbyist	Covered position, as disclosed
KELLI NELSON MCMORROW	—

Contacted: Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 490 (118th), H.R. 1837 (118th)

Financial Institutions/Investments/Securities FIN

- Issues related to capital formation; Issues related to private client business lines, H.R. 2622/S. 2141 (legislation relating to MiFid II); Issues related to financial recordkeeping; Issues related to equity market structure and disclosures; Issues related to fixed income market structure, disclosure, and reporting times (MSRB Rule G-14; FINRA Rule 6730; MSRB Rule G-47); Issues related to Chinas impact on U.S. capital markets; SEC Rule 15c2-11; SEC Rule 15c2-12; Issues related to the Consolidated Audit Trail (CAT) and Consolidated Audit Information System (CAIS); Issues related to FINRAs remote inspections proposal; FINRAs remote supervisory location proposal; Issues related to conflicts of interest in securitizations; Issues related to shortening of settlement cycles; Issues related to proxy voting process; FINRA Rule 4210; Issues related to investor choice and ESG investing; Issues related to SEC rule proposal process and costs of proposals; Issues related to IPOs; H.R. 2812, Middle Market IPO Underwriting Cost Act; Issues related to the SECs predictive data analytics proposal; Issues related to Hart-Scott-Rodino pre-merger notifications; Issues related to SEC oversight; H.R. 7758, No China in Index Funds Act

Lobbyist	Covered position, as disclosed
KELLI NELSON MCMORROW	—

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE

Bills named: H.R. 7758 (118th), S. 2141 (118th), H.R. 2812 (118th), H.R. 2622 (118th)

Budget/Appropriations BUD

- S. 2309/H.R. 4664,Financial Services and General Government Appropriations Act and related House legislation, 2024 - H.R. 2882, Further Consolidated Appropriations Act, 2024 - H.R. 8773, the Financial Services and General Government Appropriations Act, 2025, and related Senate legislation

Lobbyist	Covered position, as disclosed
KELLI NELSON MCMORROW	—

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 2309 (118th), H.R. 4664 (118th), H.R. 2882 (118th), H.R. 8773 (118th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.