3rd Quarter - Report

UBS AMERICAS INC. for UBS AMERICAS INC

Firm
Client
Income
—
Expenses
$200,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

H.R. 5901 - Real Estate Jobs and Investment Act of 2010, all sections, all provisions pertaining to efforts to reform the Tax Code. HR. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the Implementation of the Foreign Account Tax Compliance Act (FATCA).

LobbyistCovered position, as disclosed
PETER ROWAN —

Contacted: Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL); Education, Dept of; Treasury, Dept of; Internal Revenue Service (IRS); SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2847 (112th), H.R. 5901 (112th)

Financial Institutions/Investments/Securities FIN

Regulatory Implementation of HR. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, fiduciary standards and financing options concerning education loans). HR 940. United States Covered Bond Act of 2011, all sections. S. 652- Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration.

LobbyistCovered position, as disclosed
ANANIAS BLOCKER —
LAURA FROEHLICH —
DICK RIBBENTROP —
PETER ROWAN —
JOHN SAVERCOOL —

Contacted: Labor, Dept of (DOL); Internal Revenue Service (IRS); Education, Dept of; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2586 (112th), S. 652 (112th), H.R. 402 (112th), S. 936 (112th), H.R. 940 (112th), H.R. 4173 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.