PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Trading and listings standards needed for a U.S. Venture Exchange; Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; Transparency and conflicts of interest in the proxy advisory industry - HR 5311 Corporate Governance and Transparency Act; SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; Security market structure and price transparency; SEC policies during turbulent market conditions; Proprietary ownership and distribution of market data; Corporate governance issues; Cyber Security and system infrastructure; The operation of technology; computer trading; HR.1975 - Securities and Exchange Commission Overpayment Credit Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| BRYAN BLOM | — |
| DWIGHT FETTIG | — |
| LENDELL PORTERFIELD | — |
| DAWN SEARS | — |
| BENJAMIN TURNER | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.