2nd Quarter - Report

INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Firm
Client
Income
—
Expenses
$1,159,465
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Budget/Appropriations BUD

H.R. 244 - Consolidated Appropriations Act, 2017 FY 2018 Financial Services and General Government Appropriations Act

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
DEAN R SACKETT —

Contacted: HOUSE OF REPRESENTATIVES; White House Office; Labor, Dept of (DOL); Treasury, Dept of; SENATE

Bills named: H.R. 244 (115th)

Financial Institutions/Investments/Securities FIN

H.R. 10 - Financial CHOICE Act of 2017 (Hensarling) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Protection Act of 2017 (Velazquez) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomney) Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity Market Structure Volcker Rule Antitrust Implications of Common Ownership Proxy Advisory Services Proxy Voting by Mutual Funds MiFID II SEC standards of conduct for investment advisers and broker-dealers

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
ANDREW GOLDENBAUM New —
PETER J GUNAS —
DEAN R SACKETT —

Contacted: Treasury, Dept of; SENATE; White House Office; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Bills named: H.R. 10 (115th), H.R. 2319 (115th), H.R. 1366 (115th), S. 1117 (115th), S. 223 (115th), H.R. 1219 (115th), S. 327 (115th), H.R. 910 (115th)

Taxation/Internal Revenue Code TAX

S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest ABLE Programs

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
ELENA CHISM —
KAREN LAU GIBIAN —
ANDREW GOLDENBAUM New —
PETER J GUNAS —
ALLEN HUFFMAN —
DEAN R SACKETT —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); Treasury, Dept of; White House Office

Bills named: S. 1005 (115th), S. 940 (115th)

Retirement RET

H.R. 854 - Retirement Security for American Workers Act (Buchanan) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) DOL Fiduciary Rule Retirement Plan Coverage Proposals Lifetime Income Disclosure Electronic Delivery of Retirement Plan Participant Information QDIAs

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
ELENA CHISM —
ANDREW GOLDENBAUM New —
PETER J GUNAS —
ALLEN HUFFMAN —
DEAN R SACKETT —

Contacted: HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Treasury, Dept of; White House Office

Bills named: H.J.Res. 66 (115th), H.R. 2823 (115th), S. 1321 (115th), H.R. 854 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.