4th Quarter - Report

DAVIS & HARMAN LLP for VANGUARD GROUP

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

H.R. 4337, Regulated Investment Company Modernization Act of 2010.

LobbyistCovered position, as disclosed
JAMES M DELAPLANE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4337 (111th)

Retirement RET

Proposals to reform the defined contribution plan system. Proposals related to defined contribution plan fees and fee disclosure practices, including S. 401, Defined Contribution Fee Disclosure Act, H.R. 1984, 401(k) Fair Disclosure for Retirement Security Act, H.R. 2779, Defined Contribution Plan Fee Transparency Act, H.R. 2989, 401(k) Fair Disclosure and Pension Security Act, and H.R. 4213, the American Jobs and Closing Tax Loopholes Act of 2010. Index fund mandate provisions of H.R. 2989. Proposals related to investment advice rules, including H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, and H.R. 2989, 401(k) Fair Disclosure and Pension Security Act. Proposals to reform the defined contribution plan system. Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including S. 3760 and H.R. 6099, Automatic IRA Act of 2010. Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business, including H.R. 4742, the Small Businesses Add Value for Employees Act. H.R. 4126, the Retirement Fairness Act. Issues related to retirement target date funds. Issues related to tax incentives for retirement savings. Proposals related to stemming leakage from retirement plans.

LobbyistCovered position, as disclosed
JAMES M DELAPLANE —
BARBARA A. PATE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 3760 (111th), H.R. 2989 (111th), H.R. 4213 (111th), S. 401 (111th), H.R. 4742 (111th), H.R. 1988 (111th), H.R. 6099 (111th), H.R. 4126 (111th), H.R. 1984 (111th), H.R. 2779 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.