3rd Quarter - Report

FMR LLC for FMR LLC

Firm
Client
Income
—
Expenses
$390,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Equity market structure and trading regulation; fixed income market structure; money market fund regulation; systemic risk legislation; systemic risk regulation, including the relevant provisions of H.R. 3812, the Financial Stability Oversight Council Act of 2023; e-delivery, including relevant provisions of H.R. 1807, the Improving Disclosure for Investors Act of 2023; investment advice regulation; data aggregation; digital assets; licensing and supervision for remote work; remote notarization; Environmental, Social, and Governance (ESG) legislation, including relevant provisions of H.R. 4237, the Ensuring Sound Guidance Act; Environmental, Social and Governance (ESG) regulation; remote inspections; SAFE Banking Act safe harbor provisions, including the relevant provisions of H.R. 2891, the Secure and Fair Enforcement Banking Act of 2023 and S.1323, the Secure and Fair Enforcement Banking Act of 2023; open-end fund liquidity.

LobbyistCovered position, as disclosed
KRISTY CROUSHORE —
JAMES F FEBEO —
JASON GOGGINS —
ALICE JOE —
SCOTT ORR —
ANDREW VERMILYE —

Contacted: SENATE; Securities & Exchange Commission (SEC); Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Bills named: S. 1323 (118th), H.R. 2891 (118th), H.R. 1807 (118th), H.R. 4237 (118th), H.R. 3812 (118th)

Retirement RET

Retirement policy, including relevant provisions of H.R. 5340, the Providing Complete Information to Retirement Investors Act; retirement savings enhancements; e-delivery, including relevant provisions of H.R. 1807, the Improving Disclosure for Investors Act of 2023; auto-portability; Environmental, Social, and Governance (ESG) legislation, including relevant provisions of H.R. 4237, the Ensuring Sound Guidance Act; Environmental, Social, and Governance (ESG) regulation; investment advice regulation; remote notarization; technical corrections and guidance for the Securing a Strong Retirement Act of 2022.

LobbyistCovered position, as disclosed
KRISTY CROUSHORE —
JAMES F FEBEO —
JASON GOGGINS —
ALICE JOE —
SCOTT ORR —
ANDREW VERMILYE —

Contacted: SENATE; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Bills named: H.R. 4237 (118th), H.R. 5340 (118th), H.R. 1807 (118th)

Taxation/Internal Revenue Code TAX

Retirement savings tax incentives; health savings accounts; student debt repayment tax incentives.

LobbyistCovered position, as disclosed
JAMES F FEBEO —
ALICE JOE —
ANDREW VERMILYE —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.