3rd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Period 3rd Quarter 2015 Filed Oct 16, 2015 Signed by Joe Corcoran

Official filing
Firm
THE OPTIONS CLEARING CORPORATION
Client
OPTIONS CLEARING CORPORATION
Income
—
Expenses
$386,280
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL New —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL)

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL New —

Contacted: Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE

Labor Issues/Antitrust/Workplace LBR

Impact of DOL Fiduciary Proposal under ERISA

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.