3rd Quarter - Report

RYAN MACKINNON VASAPOLI AND BERZOK, LLP for FINRA (FORMERLY NASD)

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislation and policies pertaining to the regulation of the securities industry and structure of the self-regulatory system, investor protection, and financial literacy.

LobbyistCovered position, as disclosed
MATTHEW BERZOK LD, Chief Counsel,LA Rep.Stupak,LA Rep.Deutsch
RODNEY HOPPE Deputy Press Secretary, Energy and Commerce
JEFF MACKINNON LD and LA Rep. Joe Barton (R-Texas)
DOUGLAS R NAPPI Chief Counsel, Senate Banking Committee
WILLIAM D PHILLIPS —
THOMAS RYAN —
JOSEPH V VASAPOLI Min.Counsel, Energy&Comm, Special Assist. DOE

Contacted: HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.