2nd Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$560,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products Issues related to financial services taxation

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: White House Office; Federal Reserve System; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC)

Financial Institutions/Investments/Securities FIN

Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), capital and liquidity standards; and Section 171 (Leverage and Risk-Based Capital Requirements) Issues related to the enhanced supplementary leverage ratio Issues related to the capital surcharge for global systemically important banks Issues related to the Stress Capital Buffer framework Prudential regulatory matters with the U.S. agencies and international standard-setting bodies, including Basel III capital and liquidity framework Issues related to the OCCs NPRM regarding fair access to financial services S.___ / H.R. 3571 - Climate Change Financial Risk Act of 2021 H.R.___ - The Climate Crisis Financial Risk Act of 2021 H.R. 1549 - Addressing Climate Financial Risk Act of 2021 H.R. 3948 - Greater Supervision In Banking Act of 2021 or the GSIB Act of 2021 H.R. ___ - Adjustable Interest Rate (LIBOR) Act of 2021 H.R. 1277 - Improving Corporate Governance Through Diversity Act of 2021

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: SENATE; White House Office; Securities & Exchange Commission (SEC); Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Consumer Financial Protection Bureau (CFPB)

Bills named: H.R. 1549 (117th), H.R. 3948 (117th), H.R. 3571 (117th), H.R. 1277 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.