INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
5 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 1585 - Definition of Accredited Investor (Schweikert) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3555 - Exchange Regulatory Improvement Act (Loudermilk) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) S. 223 - Senior Safe Act of 2017 (Collins) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity and Fixed Income Market Structure Section 36(b) of the Investment Company Act of 1940 Volcker Rule MiFID II
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ELENA CHISM | — |
| KERRY COLE New | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| KELLY HITCHCOCK | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
FY 2018 Financial Services and General Government Appropriations Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| KERRY COLE New | — |
| ANDREW GOLDENBAUM | — |
| KELLY HITCHCOCK | — |
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
H.R. 1 - To provide for reconciliation pursuant to titles II and V to the concurrent resolution on the budget for fiscal year 2018 (Brady) H.R. 3910 - Portability of Lifetime Income and Managed Account Options (Neal) H.R. 4204 - International Regulated Investment Company Act of 2017 (Marchant) H.R. 4523 - Automatic Retirement Plan Act of 2017 (Neal) H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 (Neal) H.R. 4637 - Small Business Add Value for Employees (SAVE) Act of 2017 (Kind) S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) Preserving Retirement Savings Tax Incentives Tax-Exemption for Municipal Bond Interest Mandatory First-in, First-out cost Basis
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ELENA CHISM | — |
| KAREN LAU GIBIAN | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
| KATHERINE A SUNDERLAND New | — |
Retirement RET
H.R. 2055 - Lifetime income Disclosure Act (Messer) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) H.R. 4158 - Retirement Plan Modernization Act (Walberg) H.R. 4604 - Increasing Access to a Secure Retirement Act of 2017 (Walberg) H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act S. 868 - Lifetime Income Disclosure Act (Isakson) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) Retirement Enhancement and Savings Act (Hatch) DOL Fiduciary Rule QDIAs
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| ELENA CHISM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
Consumer Issues/Safety/Products CSP
S. 1811 - Merger Enforcement Improvement Act (Klobuchar)
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.