PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Communications/Broadcasting/Radio/TV COM

No Bill # - Data Security, Privacy and Breach Legislation

Contacted: Consumer Financial Protection Bureau (CFPB); HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Treasury, Dept of; Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC); Federal Highway Administration (FHA); Commodity Futures Trading Commission (CFTC); Federal Reserve System; SENATE; Labor, Dept of (DOL); Internal Revenue Service (IRS)

Taxation/Internal Revenue Code TAX

S. 463, H.R. 1185, S.920, H.R. 1940 - Paid Family Leave N/A - Investment in Opportunity Funds (Opportunity Zones) Rulemaking N/A - Annuity Tax Treatment Adjustments N/A - Tax Extenders - CFC Look Through Rule Public Law No. 115-97 - Issues related to the implementation of H.R. 1, the Tax Cuts and Jobs Act

Contacted: Labor, Dept of (DOL); Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); Consumer Financial Protection Bureau (CFPB); Federal Housing Finance Agency (FHFA); SENATE; Federal Reserve System; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Highway Administration (FHA); Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 1940 (116th), S. 920 (116th), H.R. 1185 (116th), H.R. 1 (116th), S. 463 (116th)

Financial Institutions/Investments/Securities FIN

No Bill # - SEC Best Interest Standard No Bill # - Extension of Terrorism Risk Insurance Act S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - Implementation of the Home Mortgage Disclosure Act No Bill # - Federal Reserve Economics Paper on Montraditional Life Insurance Liabilities No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan

Contacted: Federal Highway Administration (FHA); Federal Reserve System; Treasury, Dept of; Federal Housing Finance Agency (FHFA); Consumer Financial Protection Bureau (CFPB); Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); SENATE; Labor, Dept of (DOL); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 1595 (116th), H.R. 1862 (116th), H.R. 3561 (116th), S. 603 (116th), S. 1152 (116th)

Retirement RET

H.R. 1007, S.972 - Retirement Enhancement and Savings Act S.321 - Retirement Security Act of 2019 H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 H.R. 1439 - Increasing Access to a Secure Retirement Act of 2019 No Bill # - Association Retirement Plans H.R. 1007, S.972 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic Retirement Plan Act No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans No Bill # - Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act No Bill # - General Account Legislative Fix N/A - Qualified Professional Asset Manager (OPAM) Exception Amendment N/A - ERISA Clarifications for Securities Originated or Underwritten by Inter-Affiliates N/A - Qualified Default Investment Allocation

Contacted: Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); Treasury, Dept of; Office of Management & Budget (OMB); Federal Reserve System; Consumer Financial Protection Bureau (CFPB); SENATE; Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Federal Highway Administration (FHA); Securities & Exchange Commission (SEC)

Bills named: H.R. 1007 (116th), S. 972 (116th), S. 321 (116th), H.R. 1439 (116th), H.R. 1994 (116th)