3rd Quarter - Report

NYSE GROUP, INC. for NYSE GROUP INC

Firm
Client
Income
—
Expenses
$350,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Small Business SMB

H.R. 4173 / S. 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to Sarbanes-Oxley Act; Issues relating to job creation

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —

Contacted: Executive Office of the President (EOP); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 4173 (111th), S. 3217 (111th)

Environment/Superfund ENV

H.R. 2454, American Clean Energy and Security Act, derivatives title; S. 2877, Carbon Limits and Energy for America's Renewal (CLEAN Act); carbon trading provisions S. 1733 The Clean Energy Jobs and American Power Act; carbon trading provisions

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Executive Office of the President (EOP); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Bills named: H.R. 2454 (111th), S. 1733 (111th), S. 2877 (111th)

Homeland Security HOM

FY 11 Appropriations; security funding issues

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE

Banking BAN

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; Short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy and Security Act, derivatives title; H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S. 3217, Dodd-Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securites laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; S. 2927, Wall Street Fair Share Act; all provisions; Capital Market/Job Creation; Market Structure;

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP New Sr. Prof. Staff - S. Cmte Ag, Nutrition & Forestry
BRENDON WEISS New —

Contacted: Executive Office of the President (EOP); Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Bills named: S. 3217 (111th), H.R. 2861 (111th), H.R. 3795 (111th), S. 2927 (111th), H.R. 3126 (111th), S. 1074 (111th), H.R. 977 (111th), H.R. 4173 (111th), H.R. 4191 (111th), H.R. 2454 (111th)

Financial Institutions/Investments/Securities FIN

Financial regulatory reform; derivatives regulation and clearing, including foreign Boards of Trade; short sale regulation; S. 1074, Shareholder Bill of Rights Act; all provisions H.R. 2861, Shareholder Empowerment Act of 2009; all provisions H.R. 2454, American Clean Energy And Security Act, derivatives title H.R. 3126, The Consumer Financial Protection Agency Act of 2009; provisions applicable to SEC and CFTC-regulated entities; H.R. 3795, The Over-the Counter Derivatives Markets Act of 2009; trading and clearing provisions; H.R. 977, The Derivatives Markets Transparency and Accountability Act of 2009; trading and clearing provisions; H.R. 4173 / S/ 3217, Dodd Frank Wall Street Reform and Consumer Protection Act / Restoring American Financial Stability Act; provisions relating to derivatives, swap execution, systemic risk, clearinghouse regulation, Sarbanes-Oxley Act, Foreign Boards of Trade, extraterritorial application of securities laws, and position limits; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions; Issues relating to flash crash; Issues relating to market structure

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP New —
BRENDON WEISS New —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); SENATE; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2454 (111th), H.R. 2861 (111th), H.R. 3795 (111th), H.R. 4191 (111th), H.R. 3126 (111th), H.R. 4173 (111th), H.R. 977 (111th), S. 1074 (111th)

Taxation/Internal Revenue Code TAX

H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions Tax policy relating to deferral by US-based multinational corporations; S. 2927, The Wall Street Fair Share Act; all provisions

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; Executive Office of the President (EOP); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES

Bills named: S. 2927 (111th), H.R. 4191 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.