INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 785 - Halt Index Trading of Energy Commodities Act (Markey) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1256 - Swap Jurisdiction Certainty Act (Garrett)S.1217 - Housing Finance Reform and Taxpayer Protection Act (Corker) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2374 - Retail Investor Protection Act (Wagner) Money Market Mutual Funds FSOC Rulemaking Volcker Rule Cross-Border Derivatives Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Stock Tick Sizes (Duffy) Housing Finance Reform Political Intelligence Activity Registration (Grassley/Slaughter) Structure of the U.S. Securities Market Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| MICHELLE MESACK | — |
| DEAN R SACKETT | — |
Constitution CON
H.R. 148 - DISCLOSE 2013 Act (Van Hollen)
| Lobbyist | Covered position, as disclosed |
|---|---|
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1257 - To Protect Securities Transactions in the U.S. from Enforcement of Certain Excise Taxes Imposed by any Foreign Government (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio)S. 268 - CUT Loopholes Act (Levin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) H.R. 2546 - To Protect Securities Transactions in the U.S. from Enforcement of Certian Excise Taxes Imposed by any Foreign Government (Price) H. Res. 112 - House Resolution on Municipal Bonds (Terry) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections ABLE Act (Burr) S. 313 ABLE Act of 2013 (Casey)
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KEITH LAWSON | — |
| MICHELLE MESACK | — |
| DEAN R SACKETT | — |
Retirement RET
S. 1145 - Lifetime Income Disclosure Act (Isakson) H.R. 2035 - Automatic IRA Act of 2013 (Neal) H.R. 2117 - Retirement Plan Simplification and Enhancement Act of 2013 (Neal) H.R. 2171 - Lifetime Income Disclosure Act (Holt)S. Con. Res. 12 - Sense of Congress that Current Tax Incentives for Retirement Savings Provide Important Beneftis (Isakson) Electronic Delivery of Retirement Plan Information DOL Fiduciary Definition "USA Retirement Funds" Proposal (Harkin) 401(k) Disclosure
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.