3rd Quarter - Report

CREDIT SUISSE SECURITIES (USA) for CREDIT SUISSE SECURITIES (USA)

Period 3rd Quarter 2020 Filed Oct 20, 2020 Signed by Ceci Guarin

Official filing
Firm
CREDIT SUISSE SECURITIES (USA)
Client
CREDIT SUISSE SECURITIES (USA)
Income
—
Expenses
$180,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

S. 3533, Securing and Enabling Commerce Using Remote and Electronic (SECURE) Notarization Act of 2020 Pub. Law 116-136, CARES Act implementation

Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse (USA) LLC, and as such, has an interest in the issues lobbied.

LobbyistCovered position, as disclosed
DOUGLAS LEE —
CHASSENY LEWIS New Legis. Correspondent, Rep. Waters, 2006-2007; Legis. Correspondent, Sen. Menendez, 2007-2011; Dist, Director, Rep. Sewell, 2011-2017; Chief of Staff, Rep. Wilson, 2017-2020
MICHAEL MORAN —
ASHLYN TEEL —

Contacted: SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS)

Bills named: S. 3533 (116th)

Banking BAN

Large Institution Supervision Coordinating Committee (LISCC) Comprehensive Capital Analysis and Review (CCAR) Foreign Agents Registration Act (FARA), P.L. 75-583 Prudential and Supervisory Requirements including Capital and Liquidity Volcker Rule Cross-Border Swaps Reform

Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse (USA) LLC, and as such, has an interest in the issues lobbied.

LobbyistCovered position, as disclosed
DOUGLAS LEE —
CHASSENY LEWIS New Legis. Correspondent, Rep. Waters, 2006-2007; Legis. Correspondent, Sen. Menendez, 2007-2011; Dist, Director, Rep. Sewell, 2011-2017; Chief of Staff, Rep. Wilson, 2017-2020
MICHAEL MORAN —
ASHLYN TEEL —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); Treasury, Dept of

Taxation/Internal Revenue Code TAX

P.L. 115-97, Tax Cuts and Jobs Act International taxation

Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse (USA) LLC, and as such, has an interest in the issues lobbied.

LobbyistCovered position, as disclosed
DOUGLAS LEE —
CHASSENY LEWIS New Legis. Correspondent, Rep. Waters, 2006-2007; Legis. Correspondent, Sen. Menendez, 2007-2011; Dist, Director, Rep. Sewell, 2011-2017; Chief of Staff, Rep. Wilson, 2017-2020
MICHAEL MORAN —
ASHLYN TEEL —

Contacted: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Internal Revenue Service (IRS); Treasury, Dept of; Federal Reserve System

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.