2nd Quarter - Report — MINDSET ADVOCACY, LLC for KROLL BOND RATING AGENCY, INC. (2019)

Firm

MINDSET ADVOCACY, LLC

Client

KROLL BOND RATING AGENCY, INC.

Income

$60,000

Expenses

—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

ERISA, Securities law issues

Lobbyist	Covered position, as disclosed
BRIDGET F HAGAN	Senior Legislative Assistant, Rep. Earl Pomeroy
BRANT IMPERATORE	—
PATRICK OTTENHOFF	—

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); Pension Benefit Guaranty Corporation (PBGC); Treasury, Dept of; SENATE

Housing HOU

Housing finance reform

Lobbyist	Covered position, as disclosed
BRIDGET F HAGAN	Senior Legislative Assistant, Rep. Earl Pomeroy
BRANT IMPERATORE	Senior Counsel, House Financial Services Committee

Contacted: Pension Benefit Guaranty Corporation (PBGC); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA)

Banking BAN

Investor guidelines; competition in the credit-rating agency market

Lobbyist	Covered position, as disclosed
BRIDGET F HAGAN	Senior Legislative Assistant, Rep. Earl Pomeroy
BRANT IMPERATORE	Senior Counsel, House Financial Services Committee
PATRICK OTTENHOFF	—

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Federal Housing Finance Agency (FHFA); Treasury, Dept of; Pension Benefit Guaranty Corporation (PBGC); Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.