4th Quarter - Report

ALIBABA GROUP HOLDING LIMITED for ALIBABA GROUP HOLDING LIMITED

Firm
Client
Income
—
Expenses
$750,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

9 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

Small & medium sized enterprise and agriculture export promotion; U.S. brand export promotion

LobbyistCovered position, as disclosed
BILL ANAYA —
MERCY DU BEEHLER New —
JOHN MICHAEL EVANS —
XIAOHENG GENG —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: State, Dept of (DOS); Homeland Security, Dept of (DHS); U.S. Customs & Border Protection; HOUSE OF REPRESENTATIVES; Food & Drug Administration (FDA); Securities & Exchange Commission (SEC); SENATE; Consumer Product Safety Commission (CPSC); Commerce, Dept of (DOC); U.S. Trade Representative (USTR); Environmental Protection Agency (EPA)

Financial Institutions/Investments/Securities FIN

Potential legislative and regulatory actions regarding access to U.S. capital markets

LobbyistCovered position, as disclosed
JOHN MICHAEL EVANS —
ERIC PELLETIER —

Contacted: Commerce, Dept of (DOC); State, Dept of (DOS); Consumer Product Safety Commission (CPSC); Environmental Protection Agency (EPA); U.S. Customs & Border Protection; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Homeland Security, Dept of (DHS); Food & Drug Administration (FDA); SENATE

Health Issues HCR

E-commerce best practices regarding personal protection product safety and to combat the sale of e-cigarettes, unauthorized medical equipment, and illegal drugs online

LobbyistCovered position, as disclosed
BILL ANAYA —
JOHN MICHAEL EVANS —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: U.S. Customs & Border Protection; U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Consumer Product Safety Commission (CPSC); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Food & Drug Administration (FDA); SENATE; State, Dept of (DOS); Homeland Security, Dept of (DHS); Environmental Protection Agency (EPA)

Copyright/Patent/Trademark CPT

Rights holder protection and anti-counterfeit initiatives; H.R. 3429, SHOP SAFE Act

LobbyistCovered position, as disclosed
BILL ANAYA —
DANIEL DOUGHERTY —
JOHN MICHAEL EVANS —
XIAOHENG GENG —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: Commerce, Dept of (DOC); SENATE; Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); U.S. Customs & Border Protection; State, Dept of (DOS); Environmental Protection Agency (EPA); Food & Drug Administration (FDA); U.S. Trade Representative (USTR); Consumer Product Safety Commission (CPSC)

Bills named: H.R. 3429 (117th)

Economics/Economic Development ECN

Foreign direct investment generally

LobbyistCovered position, as disclosed
PAUL NAGLE —

Contacted: Securities & Exchange Commission (SEC); Commerce, Dept of (DOC); SENATE; Consumer Product Safety Commission (CPSC); U.S. Customs & Border Protection; U.S. Trade Representative (USTR); State, Dept of (DOS); Homeland Security, Dept of (DHS); Food & Drug Administration (FDA); Environmental Protection Agency (EPA); HOUSE OF REPRESENTATIVES

Travel/Tourism TOU

Growth and expansion of the Company's travel and fintech business; tourist payments to U.S. merchants

LobbyistCovered position, as disclosed
BILL ANAYA —
JOHN MICHAEL EVANS —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: Homeland Security, Dept of (DHS); U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; SENATE; Food & Drug Administration (FDA); Securities & Exchange Commission (SEC); U.S. Customs & Border Protection; Consumer Product Safety Commission (CPSC); Environmental Protection Agency (EPA); State, Dept of (DOS); Commerce, Dept of (DOC)

Science/Technology SCI

Technology policy issues. No specific legislation.

LobbyistCovered position, as disclosed
BILL ANAYA —
JOSEPH ANDERSEN —
JOHN MICHAEL EVANS —
XIAOHENG GENG —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: Homeland Security, Dept of (DHS); Consumer Product Safety Commission (CPSC); HOUSE OF REPRESENTATIVES; Food & Drug Administration (FDA); U.S. Trade Representative (USTR); Commerce, Dept of (DOC); SENATE; State, Dept of (DOS); Environmental Protection Agency (EPA); Securities & Exchange Commission (SEC); U.S. Customs & Border Protection

Small Business SMB

Small & medium sized enterprise export promotion

LobbyistCovered position, as disclosed
BILL ANAYA —
MERCY DU BEEHLER New —
JOHN MICHAEL EVANS —
XIAOHENG GENG —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: SENATE; Homeland Security, Dept of (DHS); Environmental Protection Agency (EPA); State, Dept of (DOS); U.S. Trade Representative (USTR); Food & Drug Administration (FDA); Consumer Product Safety Commission (CPSC); Securities & Exchange Commission (SEC); U.S. Customs & Border Protection; Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES

Consumer Issues/Safety/Products CSP

Consumer product safety and e-commerce best practices

LobbyistCovered position, as disclosed
BILL ANAYA —
JOHN MICHAEL EVANS —
XIAOHENG GENG —
SYDNEY STONE HAND —
PAUL NAGLE —
ERIC PELLETIER —

Contacted: Food & Drug Administration (FDA); Securities & Exchange Commission (SEC); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); Environmental Protection Agency (EPA); SENATE; U.S. Customs & Border Protection; Consumer Product Safety Commission (CPSC); State, Dept of (DOS); Homeland Security, Dept of (DHS)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.