1st Quarter - Report

PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC

Firm
Client
Income
$60,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Proprietary ownership and distribution of market data; corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; Implementation of H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act; SRO Reform; listed venture market

LobbyistCovered position, as disclosed
KIRSTEN T JOHNSON-OBEY —
ANDREW LOWENTHAL —
JASON PITCOCK New Counsel, House Subcommittee on Capital Markets
LENDELL PORTERFIELD —
DAWN SEARS —
JILLIEN WILLIAMS New Staff, Rep. Jo Bonner

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4173 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.