PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Transparency and conflict of interest in the proxy advisory industry; SEC Conflict mineral rules; incentives for the trading of small cap stocks; JOBS Act; tax treatment of options contracts; security market structure and price transparency; SEC policies during turbulent market conditions; proprietary ownership and distribution of market data; corporate governance issues including SOX, cybersecurity and system infrastructure; the operation of technology, computer trading; trading rules for options exchanges
| Lobbyist | Covered position, as disclosed |
|---|---|
| DWIGHT FETTIG | — |
| ANDREW LOWENTHAL | — |
| JASON PITCOCK | — |
| LENDELL PORTERFIELD | — |
| DAWN SEARS | — |
| JILLIEN WILLIAMS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.