2nd Quarter - Report — THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION (2012)

Firm

THE OPTIONS CLEARING CORPORATION

Client

OPTIONS CLEARING CORPORATION

Income

—

Expenses

$302,450

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies

Lobbyist	Covered position, as disclosed
JOSEPH P CORCORAN	—
TED DAHLSTROM	—

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC); Federal Reserve System; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; "60/40" Tax Treatment for Options Market-Makers and Professional Futures Traders

Lobbyist	Covered position, as disclosed
JOSEPH P CORCORAN	—
TED DAHLSTROM	—

Contacted: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Federal Reserve System

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.