UBS AMERICAS INC. for UBS AMERICAS INC
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues and fiduciary/best interest standards for brokers. Legislation on industrial loan company charters.
Foreign entity interest: UBS AG has an interest in the regulatory implementation of Dodd-Frank Wall Street Reform Act (including swaps rules, capital and other prudential requirements, Volcker Rule and fiduciary standards).
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHANE LIEBERMAN | — |
| JOHN NOLAN | — |
| JOHN SAVERCOOL | — |
Taxation/Internal Revenue Code TAX
Proposals to implement a financial transaction tax. Issues related to the taxation of bonds, Net Operating Loss, Base Erosion Anti-Abuse Tax (BEAT), Corporate Alternative Minimum Tax (CAMT), and Donor Advised Funds.
| Lobbyist | Covered position, as disclosed |
|---|---|
| SHANE LIEBERMAN | — |
| JOHN NOLAN | — |
| JOHN SAVERCOOL | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.