1st Quarter - Report

WILLIAMS AND JENSEN, PLLC for TD AMERITRADE

Firm
Client
Income
$40,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Equity Market Structure issues. Fiduciary Duty. Investment Advisor oversight.

LobbyistCovered position, as disclosed
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
JOEL OSWALD —
ERIC ROBINS —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Taxation/Internal Revenue Code TAX

Transaction tax.

LobbyistCovered position, as disclosed
DAVID E FRANASIAK —
JOEL OSWALD —

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.