3rd Quarter - Report

MANAGED FUNDS ASSOCIATION for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
—
Expenses
$2,090,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Agriculture AGR

Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

LobbyistCovered position, as disclosed
JEN DECI Sen. Shelby, Staff Assistant/LC/Press Assistant, 2012-2015 ; US Senate Banking Committee, PSM/S.PSM, 2015-2021, US Senate Finance Committee, S. PSM, Senior Counsel January 2021 - June 2021.
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ANDREW LOWENTHAL —
JOSEPH EDWARD SCHWARTZ New —
SARA ANNE VARGO —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Financial Institutions/Investments/Securities FIN

Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Legislation and Regulation Concerning Short Sale Disclosure and Bans, including proposal to expand 13F reports Security-based swaps regulation SEC Climate risk disclosure initiatives H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information Impacts of Pandemic on Credit Markets Activities-based rules for nonbank financial institutions

LobbyistCovered position, as disclosed
JEN DECI New Sen. Shelby, Staff Assistant/LC/Press Assistant, 2012-2015 ; US Senate Banking Committee, PSM/S.PSM, 2015-2021, US Senate Finance Committee, S. PSM, Senior Counsel January 2021 - June 2021.
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ANDREW LOWENTHAL —
JOSEPH EDWARD SCHWARTZ New —
SARA ANNE VARGO —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2655 (117th)

Taxation/Internal Revenue Code TAX

Carried Interest/Enterprise Value Taxation of pass-through entities. Taxation of financial products. Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax

LobbyistCovered position, as disclosed
JEN DECI New Sen. Shelby, Staff Assistant/LC/Press Assistant, 2012-2015 ; US Senate Banking Committee, PSM/S.PSM, 2015-2021, US Senate Finance Committee, S. PSM, Senior Counsel January 2021 - June 2021.
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ANDREW LOWENTHAL —
JOSEPH EDWARD SCHWARTZ New —
SARA ANNE VARGO —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.