3rd Quarter - Report

WILLIAMS AND JENSEN, PLLC for SECURITY TRADERS ASSOCIATION

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).

LobbyistCovered position, as disclosed
GEORGE D BAKER —
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
MATTHEW B HOEKSTRA —
ANDREW JONES Legislative Counsel, Rep Hinojosa; Legislative Director and Counsel, Rep Lujan
MICHAEL D KANS —
MELINDA M MAXFIELD —
ERIN BOOK MULLEN —
JOEL OSWALD —
LAURA M SIMMONS —
FRANK VLOSSAK —

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 5983 (114th)

Taxation/Internal Revenue Code TAX

Securities Transaction tax; Financial Products Taxation reform as it related to options.

LobbyistCovered position, as disclosed
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
MATTHEW B HOEKSTRA —
ANDREW JONES Legislative Counsel, Rep Hinojosa; Legislative Director and Counsel, Rep Lujan
MICHAEL D KANS —
MELINDA M MAXFIELD —
ERIN BOOK MULLEN —
JOEL OSWALD —
LAURA M SIMMONS —
FRANK VLOSSAK —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.