2nd Quarter - Report

HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Firm
Client
Income
—
Expenses
$640,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

US-EU Transatlantic Trade and Investment Partnership, generally, and particularly inclusion of the financial sector in negotiations Export-Import Bank Reauthorization, generally supporting reauthorization

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Banking BAN

SEC Proposed Rule on Money Market Fund Reform, Amendments to Form PF Volcker Rule as it relates to foreign funds HR 5016, 2015 Financial Services and General Government Appropriations (money market funds, cross border derivatives, swap out)Large Bank Regulation including Structure, Prudential Regulation and Resolution Authority HR 4413, the Consumer Protection and End-User Relief Act CFTC and SEC Regulations Related to Proposals to Regulate Cross Border Swaps

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS); Treasury, Dept of; SENATE; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 4413 (113th), H.R. 5016 (113th)

Taxation/Internal Revenue Code TAX

The Foreign Account Tax Compliance Act (FATCA), particularly the need for final rules, forms, instructions and intergovernmental agreements and timing and details of registration of FFIs.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.