4th Quarter - Report — MORGAN STANLEY & CO. LLC for MORGAN STANLEY & CO LLC (2016)

Firm

MORGAN STANLEY & CO. LLC

Client

MORGAN STANLEY & CO LLC

Income

—

Expenses

$680,000

Expense method

A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

China Market Access US-China Relationship Issues Related to Currency Exchange Oversight US-India Relationship Issues Related to Trans-Pacific Partnership (TPP) Issues Related to Immigration Reform Issues Related to Transatlantic Trade and Investment Partnership

Lobbyist	Covered position, as disclosed
KRISTIN ROESSER	—
MICHAEL STEIN	—

Contacted: State, Dept of (DOS); Commodity Futures Trading Commission (CFTC); SENATE; Federal Reserve System; Treasury, Dept of; Commerce, Dept of (DOC); Labor, Dept of (DOL); Internal Revenue Service (IRS); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Issues Related to Broker Dealers Energy Legislation Issues Related to Derivatives Issues Related to Financial Market Systemic Risk Issues Related to Commodity Markets Issues Related to Investment Advisers Issues Related to Financial Regulatory Restructuring Issues Related to Pension Reform Commodity Exchange Act Reform

Lobbyist	Covered position, as disclosed
DAVID KEMPS	—
MICHAEL STEIN	—
JOSHUA WILSUSEN	—

Contacted: Internal Revenue Service (IRS); State, Dept of (DOS); SENATE; Commerce, Dept of (DOC); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Banking BAN

Issues Related to Financial Regulatory Restructuring and Implementation Issues Related to Mortgage Industry Reforms

Lobbyist	Covered position, as disclosed
DAVID KEMPS	—
MICHAEL STEIN	—
JOSHUA WILSUSEN	—

Contacted: Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Commerce, Dept of (DOC); Treasury, Dept of; Federal Reserve System; Labor, Dept of (DOL); Internal Revenue Service (IRS)

Taxation/Internal Revenue Code TAX

Taxation of Financial Institutions and Products Active Financing Legislation Issues Related to International Tax Rules Energy Tax Legislation Issues Related to Tax-Exempt Bonds Issues Related to Pension Reform Issues Related to Net Operating Losses Issues Related to Housing Legislation Issues Pertaining to Related-Party Debt

Lobbyist	Covered position, as disclosed
DAVID KEMPS	—
MICHAEL STEIN	—

Contacted: Treasury, Dept of; Federal Reserve System; SENATE; Commerce, Dept of (DOC); Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); State, Dept of (DOS); Federal Deposit Insurance Corporation (FDIC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.