2nd Quarter - Report

HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Firm
Client
Income
—
Expenses
$610,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

Export-Import Bank Board of Directors - nominees, quorum structure. Trans-Pacific Partnership (TPP) - Data localization Transatlantic Trade and Investment Partnership (TTIP) - regulatory supervision

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issue above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC)

Banking BAN

Volcker Rule as it relates to foreign funds. Large bank regulation including structure, prudential regulation and resolution authority including Total Loss Absorbing Capacity (TLAC) proposals. SEC cross border rules. Redefinition of "fiduciary" as it applies to investment advice.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); SENATE; Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of

Taxation/Internal Revenue Code TAX

Tax impact of the Federal Reserve's Total Loss Absorbing Capacity (TLAC) Long Term Debt proposal. Proposed regulations under Section 385 of the Internal Revenue Code regarding debt and equity.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.