2nd Quarter - Report

NASDAQ, INC. for NASDAQ INC

Firm
Client
Income
—
Expenses
$322,094
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Trading and listings standards needed for a U.S. Venture Exchange Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform Cross border regulatory issues between the U.S. and Europe Transparency and conflicts of interest in the proxy advisory industry SEC Conflict Minerals Rule Incentives for the trading of small cap stocks/ETFs Repatriation/tax reform Implementation and expansion of the Jobs Act/capital formation agenda/IPOs Highly skilled workers -- immigration reform Taxation of securities transactions/tax treatment of options contracts Security market structure and price transparency SEC policies during turbulent market conditions Proprietary ownership and distribution of market data Corporate governance issues Cyber Security and system infrastructure -- Senate Cyber Security Information Sharing Act The operation of technology, computer trading

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.