4th Quarter - Report

FINSECA for FINSECA

Firm
Client
Income
—
Expenses
$600,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 851, Executive Compensation and Corporate Governance Act; H.R.1586, To impose an additional tax on bonuses received from certain TARP recipients; H.R.1664, To amend the executive compensation provisions of the Emergency Economic Stabilization Act of 2008; H.R.3269, Corporate and Financial Institution Compensation Fairness Act; H.R.857, Limit Executive Compensation Abuse Act; S. 360, Cap Executive Officer Pay Act; S. 638, Financial and Economic Literacy Improvement Act; S.1006, Excessive Pay Shareholder Approval Act S1074, Shareholder Bill of Rights Act

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
JON ANTHONY RAGLANI New —
SARAH JAYNE SANDS —
DAVID STERTZER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 1586 (111th), H.R. 857 (111th), S. 638 (111th), H.R. 3269 (111th), H.R. 851 (111th), H.R. 1664 (111th), S. 360 (111th), S. 1006 (111th)

Taxation/Internal Revenue Code TAX

H.R. 4154, Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act; H.R. 2748, Retirement Security Needs Lifetime Pay Act; H.R. 436, Certain Estate Tax Relief Act; H.R.1250, Public Good IRA Rollover Act; H.R.1960, Permanent Death Tax Repeal Act; H.R.1986, To amend the Internal Revenue Code of 1986 and the Economic Growth and Tax Relief Reconciliation Act of 2001; H.R.2023, Sensible Estate Tax Act; H.R.4126, Retirement Fairness Act; H.R.498, Capital Gains and Estate Tax Relief Act S. 2784, A bill to amend the Internal Revenue Code of 1986 to permanently extend the estate tax as in effect in 2009 s.1007, Excessive Pay Capped Deduction Act S.651, NQDC/Compensation Fairness Act, S.722, Taxpayer Certainty and Relief Act S.765, To amend the Internal Revenue Code of 1986 S.864, Public Good IRA Rollover Act

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
JON ANTHONY RAGLANI New —
SARAH JAYNE SANDS —
DAVID STERTZER —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 765 (111th), H.R. 1986 (111th), H.R. 4126 (111th), S. 1007 (111th), S. 864 (111th), H.R. 436 (111th), S. 2784 (111th), H.R. 1250 (111th), H.R. 2748 (111th), H.R. 1960 (111th), H.R. 2023 (111th), H.R. 498 (111th), S. 722 (111th), H.R. 4154 (111th), S. 651 (111th)

Insurance INS

H.R. 4173, Wall Street Reform and Consumer Protection Act; H.R. 1880, National Insurance Consumer Protection Act; H.R.1988, Conflicted Investment Advice Prohibition Act; H.R. 2554, National Association of Registered Agents and Brokers Reform Act; H.R. 3669, Employer-Owned Life Insurance Limitation Act; H.R.2609, Insurance Information Act

LobbyistCovered position, as disclosed
JUSTIN BROWN —
MARC R CADIN —
TOM KORB —
CHRISTOPHER J MORTON —
JON ANTHONY RAGLANI New —
SARAH JAYNE SANDS —
DAVID STERTZER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1988 (111th), H.R. 3669 (111th), H.R. 2554 (111th), H.R. 2609 (111th), H.R. 4173 (111th), H.R. 1880 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.