4th Quarter - Report

SMALL BUSINESS INVESTOR ALLIANCE for SMALL BUSINESS INVESTOR ALLIANCE

Firm
Client
Income
—
Expenses
$195,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Small Business SMB

Support inflation adjuster for SEC registered investment advisors. Support inflation adjuster for SBIC leverage Farm bill changes to allow RBIC access to leverage at the USDA Engage Congress on expired small business tax provisions Support technical changes to SBIC program to increase investment in national security focused, manufacturing and underserved businesses Tax treatment parity of BDCs, REITs, and publicly-traded partnerships Support changes to the SEC's acquired fund fees and expenses rule for BDCs Community Reinvestment Act Support the passage of the Investing in Main Street Act. Regulatory changes to the SBIC program at SBA Engage with Treasury Department on technical corrections to the Corporate Transparency Act. Engage with Congress and regulators on impact of Basel 3 proposal

LobbyistCovered position, as disclosed
BRETT PALMER —
JUSTIN PELLETIER —
TRISTAN THORGERSEN —
NETONIS WYBENSINGER —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Federal Reserve System; HOUSE OF REPRESENTATIVES; Natl Economic Council (NEC); Office of the Comptroller of the Currency (OCC); Small Business Administration (SBA); Agriculture, Dept of (USDA); SENATE; Federal Deposit Insurance Corporation (FDIC); Internal Revenue Service (IRS)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.