INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Budget/Appropriations BUD
H.R. 4664, House FY 2024 Financial Services and General Government Appropriations Act (Section 551) S. 2309, Senate FY 2024 Financial Services and General Government Appropriations Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN EMLING | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM | — |
| WYATT STEWART | — |
Financial Institutions/Investments/Securities FIN
H.R. 448, Putting Investors First Act of 2023 H.R. 500, Financial Exploitation Prevention Act of 2023 H.R. 760, Chinese Military and Surveillance Company Sanctions Act of 2023 H.R. 1807, Improving Disclosure for Investors Act of 2023 H.R. 2627, Increasing Investor Opportunities Act H.R. 3063, Retirement Fairness for Charities and Educational Institutions Act of 2023 H.R. 3812, Financial Stability Oversight Council Improvement Act of 2023 H.R. 4168, Mandatory Materiality Requirement Act of 2023 H.R. 4177, Improving Corporate Governance Through Diversity Act of 2023 H.R. 4237, Ensuring Sound Guidance Act H.R. 4589, To provide for the registration of proxy advisory firms H.R. 4590, To provide for liability for certain failures to disclose material information in connection with proxy voting advice H.R. 4600, Protecting Retail Investors Savings Act H.R. 4645, Empowering Shareholders Act of 2023 H.R. 4648, To provide for duties of certain investment advisors, asset managers, and pension funds with respect to voting on shareholder proposals H.R. 4767, Protecting Americans Retirement Savings from Politics Act H.R. 4790, GUARDRAIL Act of 2023 H.R. 6783, Capital Markets Financing and Economic Growth Investments Act of 2023 S. 1481, Financial Exploitation Prevention Act of 2023 S. 1799, Putting Investors First Act of 2023 S. 2005, Mandatory Materiality Requirement Act of 2023 S. 2007, Improving Corporate Governance Through Diversity Act of 2023 S. 2226, National Defense Authorization Act for Fiscal Year 2024 (outbound investment screening) S. 2700, INDEX Act General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals SEC mandatory swing pricing, hard close, and liquidity risk management proposal SEC money market fund proposal SEC predictive data analytics proposal SEC Safeguarding Advisory Client Assets proposal FSOC revised guidance on designation of nonbank SIFIs Executive Order on Addressing United States Investments in Certain National Security Technologies and Products in Countries of Concern
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| PETER J GUNAS | — |
| CYNTHIA PULLOM | — |
| KRISTIN SOLHEIM | — |
| WYATT STEWART | — |
Retirement RET
H.R. 4008, Protecting Americans Retirement Savings Act H.R. 5337, Retirement Proxy Protection Act H.R. 5338, No Discrimination in My Benefits Act H.R. 5339, Roll Back ESG to Increase Retirement Earnings Act H.R. 5340, Providing Complete Information to Retirement Investors Act S. 3305, Helping Young Americans Save for Retirement Act Department of Labor QPAM proposal Department of Labor Fiduciary proposal
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| LORI KEARNS New | — |
| KRISTIN SOLHEIM | — |
| WYATT STEWART | — |
Taxation/Internal Revenue Code TAX
H.R. 6065, Retirement Savings for Americans Act S. 3102, Retirement Savings for Americans Act 401Kids Savings Account Act Implementation of SECURE 2.0 Act of 2022 Roth Catch-up Contributions IRC section 852(b)(6) Tax deferral of retirement contributions
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| JOHN EMLING | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| LORI KEARNS New | — |
| KRISTIN SOLHEIM | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.