3rd Quarter - Report

CME GROUP, INC. for CME GROUP INC

Firm
Client
Income
—
Expenses
$340,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

1. Issues relating to transaction tax and tax treatment on futures and securities.

LobbyistCovered position, as disclosed
GAVIN PARKE New Senior Counsel & Policy Advisor- Senator Harry Reid
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) - Title II: Issues related to orderly liquidation authority - Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities. 2. Issues relating to Basel III leverage ratio. 3. Issues related to clearinghouse resolution and recovery.

LobbyistCovered position, as disclosed
ANNE MARA KLEIN GRAY —
GAVIN PARKE New Senior Counsel & Policy Advisor- Senator Harry Reid
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Agriculture AGR

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL111-203) -Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities and designated contract markets. 2. Commodity End User Relief Act (HR 2289, 114th Congress) -Issues related to the reauthorization of the CFTC. 3. Issues related to Cattle Market Volatility

LobbyistCovered position, as disclosed
ANNE MARA KLEIN GRAY —
GAVIN PARKE New Senior Counsel & Policy Advisor- Senator Harry Reid
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2289 (114th)

Energy/Nuclear ENG

1.S.2012 North American Energy Security and Infrastructure Act of 2016 a.Subtitle F, Section 4501, Enhanced Information on Critical Energy Supplies b.Subtitle F, Section 4502, Working Group on Energy Markets c.Subtitle F, Section 4503 Study of Regulatory Framework for Energy Markets

LobbyistCovered position, as disclosed
GAVIN PARKE New Senior Counsel & Policy Advisor- Senator Harry Reid
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 2012 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.